Dubai regulator fines former financier $210,000 over false and misleading statements
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“Dubai regulator fines former financier $210,000 over false and misleading statements”
The Dubai Financial Services Authority has fined Gary Joseph Peters $210,000 (Dh771,330) for providing false, misleading and deceptive information to the regulator and failing to produce documents. Mr Peters worked for a DFSA-authorised firm from November 2020 to June 2022. His employment agreement described him as the chief operating officer, while he was also referred to as a managing partner and public relations officer. His principal role was to introduce potential investors to the firm. He…
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